We are seeking a highly organized and proactive In-House Paralegal to join our growing fintech company's Legal & Compliance team. This individual will play a key role in supporting regulatory filings, contract management, and other corporate matters. The ideal candidate is detail-oriented, thrives in a fast-paced environment, and has strong experience with corporate and securities law in a regulated industry.
Prepare, review, and file Form D, Blue Sky filings, and other regulatory disclosures with the SEC and state regulators.
Support the legal review and negotiation process for vendor, partnership, technology, and customer contracts.
Maintain and organize the company's contract database and ensure proper execution, renewal tracking, and compliance monitoring.
Monitor regulatory developments relevant to fintech and venture capital law and assist in updating internal processes and policies.
Support compliance initiatives by maintaining filings calendars, tracking deadlines, and ensuring timely submissions.
Notarization of certain documents.
Ad hoc legal projects as they arise.
Certified notary
Bachelor's degree required; paralegal certification preferred but not required.
Minimum of 35+ years of in-house or law firm experience, ideally supporting corporate, securities, or venture capital matters.
Familiarity with SEC regulations and private placement filings, including Form D, and Form ADV.
Strong organizational and project-management skills with attention to detail.
Ability to manage multiple priorities under tight timelines in a dynamic fintech environment.
Excellent written and verbal communication skills.
Proficiency with legal research tools and contract/lifecycle management software.
You will be part of a fast-growing fintech company at the intersection of finance, technology, and innovation. This role offers the opportunity to work closely with the Head of Legal, the product team, the customer experience team, and the finance team.
Ownership
We are committed to and proud of our work and growth. We hold ourselves accountable for achieving our goals.
Excellence
We set and exceed ambitious goals through ownership, data-driven decisions, and rigorous execution.
Humility
We value feedback and recognize that growth comes from learning from each other and our experiences.
Win Together
We are driven by a passion for winning and we champion the success of our team members, our customers, and our partners.