Job Details

Support Client Advisors in Know-Your-Client documentation and processes and Suitability assessments and reporting Assist in account opening process and internal preparation to facilitate subsequent investments Monitor client accounts and provide basic client information management Conduct daily account administration Act as point of contact with Account Opening teams, Supervisory Management, Risk Management and Investor Support teams Liaise with Operations and Client Service Specialist teams Monitor exceptions and work with Client Advisors to conduct 'what-if' scenario-based analysis; partner with Team Leader to monitor risk metrics across the team. Required Qualifications, Capabilities, and Skills Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date Bachelors Degree required One plus years of industry related experience Exceptional follow-up and follow-through skills PowerPoint and Ex...Analyst, Banker, Professional, Client Advisor, Private, Team Leader, Banking, Business Services